Zero Holdings Disclosed
New John Hancock Investment VP Elisabeth Stoll Reports Zero Holdings in SEC Filings
Anonymous
Elisabeth Christino Stoll began serving as vice president of investments at four John Hancock funds on September 24, 2026, and filed initial SEC beneficial-ownership statements. The filings reported that she owned no direct or indirect securities in any of the funds, including derivative and non-derivative holdings.
Key Points
1
The four Form 3 statements were submitted to the SEC on September 28, 2026, four days after the September 24 event date.
2
Thomas W. Dee signed the filings on Stoll’s behalf under a power of attorney.
3
The filings were made solely by Stoll as an individual reporting person, rather than as a joint or group filing; the Tax-Advantaged Dividend Income Fund filing lists her as an officer, not as a director or 10% owner.
4
The Premium Dividend Fund disclosure says the initial filing complies with Section 16(a) of the Securities Exchange Act of 1934 and Section 30(h) of the Investment Company Act of 1940.
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